Orestes Varvitsiotes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orestes Varvitsiotes, who also goes by Orestes Janos Varvitsiotes, was a registered financial professional .
Orestes is a previously registered financial professional and started their career in finance in 1991. Orestes had worked at 12 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2017 - August 13, 2018
T3 TRADING GROUP, LLC
May 4, 2016 - February 16, 2017
AEGIS CAPITAL CORP.
December 10, 2013 - July 11, 2014
G-2 TRADING,LLC
August 3, 2009 - December 10, 2013
KOYOTE TRADING LLC
March 19, 2007 - October 16, 2009
SCHOTTENFELD GROUP LLC
May 11, 2006 - March 22, 2007
OPUS TRADING FUND LLC
March 19, 2002 - April 26, 2004
BEECH HILL SECURITIES, INC.
October 19, 2001 - March 19, 2002
DPEC CAPITAL, INC.
January 29, 1996 - August 28, 2000
PRIME CHARTER LTD.
July 31, 1993 - February 12, 1996
CITIGROUP GLOBAL MARKETS INC.
June 2, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
November 1, 1991 - December 11, 1991
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/22/2007
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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