Bruce M. Ambler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Melville Ambler JR, who also goes by Bruce Melville Ambler, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1998. Bruce had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2014 - December 24, 2015
GFM SECURITIES LLC
May 1, 2006 - October 1, 2009
DEUTSCHE BANK SECURITIES INC.
July 13, 2004 - March 28, 2006
LEHMAN BROTHERS INC.
August 12, 2002 - January 15, 2004
UNICREDIT CAPITAL MARKETS LLC
May 15, 1998 - June 17, 2002
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
GFM SECURITIES LLC
CRD#: 166315 / SEC#: , 8-69200
Contact information
Documents
Red Flags
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