Matthew F. Conroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Francis Conroy was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1993. Matthew had worked at 7 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2012 - March 4, 2014
BRASIL PLURAL SECURITIES LLC
February 7, 2001 - July 7, 2011
MIZUHO SECURITIES USA LLC
September 1, 1999 - June 16, 2000
BBVA SECURITIES INC.
August 17, 1998 - January 8, 1999
CLARION CAPITAL U.S. INC.
November 22, 1995 - June 19, 1998
CASPIAN SECURITIES INCORPORATED
October 14, 1993 - April 3, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
January 27, 1993 - August 10, 1993
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRASIL PLURAL SECURITIES LLC
CRD#: 159384 / SEC#: , 8-68982
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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