Stephen J. Sussman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Jeffrey Sussman, who also goes by Stephen J Sussman, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1992. Stephen had worked at 69 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2018 - January 11, 2019
CAMMACK LARHETTE BROKERAGE, INC.
March 21, 2017 - January 11, 2019
MIT ASSOCIATES, LLC
July 11, 2016 - January 11, 2019
SILVERWOOD PARTNERS
July 2, 2015 - February 15, 2019
MFA SECURITIES, LLC
February 3, 2015 - May 17, 2016
KITTERY POINT CAPITAL, LLC
May 29, 2014 - January 11, 2019
NORTH BRIDGE CAPITAL, LLC
November 27, 2013 - September 4, 2014
CPIM SECURITIES LLC
February 17, 2012 - March 1, 2019
PRONET FINANCIAL PARTNERS LLC
February 15, 2011 - December 23, 2015
STONEPINE ADVISORS, LLC
February 8, 2011 - January 11, 2019
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
January 21, 2011 - December 22, 2015
CHART GROUP ADVISORS, LLC
October 12, 2010 - June 15, 2015
PEX GLOBAL INC.
May 13, 2010 - January 29, 2016
HODES WEILL SECURITIES, LLC
May 4, 2010 - December 8, 2015
SPEARHEAD CAPITAL, LLC
July 16, 2009 - October 2, 2009
VENTOUX SECURITIES, LLC
July 16, 2009 - January 11, 2019
PTP SECURITIES, LLC
June 8, 2009 - January 23, 2013
FOCUSPOINT PRIVATE CAPITAL GROUP
August 22, 2008 - January 11, 2019
CRONUS PARTNERS LLC
June 6, 2008 - January 11, 2019
DAVINCI CAPITAL MANAGEMENT, INC.
June 5, 2008 - October 29, 2013
CPIM SECURITIES LLC
June 5, 2008 - January 11, 2019
SFI INTERNATIONAL, LLC
June 5, 2008 - January 11, 2019
P G BOOLE, LLC
June 4, 2008 - December 31, 2008
SYMMETRY PARTNERS LLC
June 4, 2008 - March 4, 2010
SURGE TRADING INC.
June 4, 2008 - December 15, 2014
ANNASCAUL ADVISORS LLC
June 3, 2008 - January 16, 2014
OEM CAPITAL CORP.
February 25, 2008 - December 31, 2010
AFFINA BROKERAGE SERVICES, LLC
January 2, 2008 - May 2, 2013
COVERT & CO., LLC
December 12, 2007 - October 31, 2008
POTOMAC SECURITIES, LLC
August 15, 2007 - April 20, 2012
JUNIPER CAPITAL GROUP, LLC
May 15, 2007 - February 6, 2017
MIT ASSOCIATES, LLC
April 12, 2007 - December 11, 2009
DOMINARI SECURITIES LLC
March 13, 2007 - July 16, 2007
WHARTON EQUITY CORPORATION
June 2, 2006 - September 12, 2013
SIGNATURE CAPITAL SECURITIES LLC
January 12, 2006 - January 23, 2009
FEDERAL STREET CAPITAL
December 1, 2005 - June 15, 2009
SEQUENCE FINANCIAL SPECIALISTS LLC
October 18, 2005 - October 19, 2005
ASCENTAGE ADVISORS, LLC
April 19, 2005 - November 6, 2006
NORTH POINT MERGERS AND ACQUISITIONS, INC.
February 9, 2005 - March 19, 2008
HARMON & CO. LLC
February 9, 2005 - November 3, 2009
ENVOY SECURITIES, LLC
November 3, 2004 - November 16, 2018
CHARLES RIVER BROKERAGE, LLC
October 26, 2004 - March 13, 2006
PINNACLE FINANCIAL GROUP, LLC
May 18, 2004 - April 30, 2008
MIDDLEBURY SECURITIES LLC
May 10, 2004 - May 18, 2006
CHART GROUP ADVISORS, LLC
April 28, 2004 - January 11, 2019
ARETE RESEARCH LLC
December 10, 2003 - March 23, 2012
SUMMER STREET RESEARCH PARTNERS
November 6, 2003 - July 12, 2005
SUMMIT GROUP ADVISORS LLC
October 10, 2003 - December 31, 2008
TELECOM REGULATORY SOURCE ASSOCIATES, LLC
March 31, 2003 - March 1, 2004
OLD SLIP CAPITAL MANAGEMENT, INC.
December 19, 2002 - January 5, 2009
BUTLER CAPITAL PARTNERS
November 27, 2002 - October 17, 2003
VERAVEST INVESTMENTS, INC.
November 8, 2002 - December 5, 2007
TECHCAP ADVISORS, INC.
October 3, 2002 - April 1, 2004
RAYMOND JAMES INSURANCE GROUP, INC.
July 26, 2002 - November 30, 2006
HILL STREET CAPITAL LLC
February 7, 2002 - May 28, 2002
WESTROCK ADVISORS, INC.
November 8, 2001 - December 31, 2008
REVOLUTION PARTNERS, LLC
November 6, 2001 - October 7, 2002
ROCKPORT VENTURE SECURITIES, LLC
August 30, 2001 - July 9, 2002
ABSOLUTE RETURN ADVISORS, LTD.
July 25, 2001 - March 2, 2004
HARBOR FUNDS DISTRIBUTORS, INC.
April 24, 2001 - February 12, 2003
DAVINCI CAPITAL MANAGEMENT, INC.
April 16, 2001 - April 18, 2002
MERCHANTBANC SECURITIES, LLC
January 23, 2001 - February 4, 2003
SRS SECURITIES LLC
August 7, 2000 - January 7, 2009
NORFOLK MARKETS, LLC
May 30, 2000 - October 26, 2001
VISIBLE MARKETS, INC.
October 15, 1999 - January 12, 2001
LANDAUER SECURITIES, INC.
September 17, 1999 - February 27, 2001
AFFINA BROKERAGE SERVICES, LLC
June 17, 1999 - May 21, 2001
WORLDXT LLC
July 22, 1998 - April 18, 2001
BEESON GREGORY INTERNATIONAL, LLC
July 2, 1998 - August 22, 2000
MPM CAPITAL ADVISORS LLC
January 31, 1997 - May 7, 2008
CODA MARKETS, INC.
October 15, 1996 - April 24, 1998
AGES FINANCIAL SERVICES, LTD.
April 7, 1993 - October 1, 1996
PACVEST ASSOCIATES, INC.
December 23, 1992 - March 9, 1994
FIRST COMMONWEALTH SECURITIES CORPORATION
February 5, 1992 - April 16, 1992
J. PEARCE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMMACK LARHETTE BROKERAGE, INC.
CRD#: 109906 / SEC#: , 8-53117
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
