Maxine L. Christensen
Professional summary
Maxine Louise Christensen, who also goes by Maxine L Christensen, Maxine Weir, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Overland Park, Kansas.
Maxine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Maxine has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maxine Louise Christensen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Maxine Louise Christensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 10925 Antioch Rd Suite 205, Overland Park, KS 66210January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 10925 Antioch Rd Suite 205, Overland Park, KS 66210November 30, 2022 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
November 30, 2022 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 26, 2012 - November 30, 2022
CETERA ADVISORS LLC
November 16, 2011 - November 30, 2022
CETERA ADVISORS LLC
January 15, 1996 - July 2, 1996
AMERICAN CENTURY INVESTMENT SERVICES INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(1/19/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
