Mark M. Connally
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Madison Connally was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2017 - December 31, 2018
CITI PRIVATE ALTERNATIVES, LLC
February 17, 2017 - June 2, 2023
CITI PRIVATE ALTERNATIVES, LLC
June 28, 2010 - June 2, 2023
CITIGROUP GLOBAL MARKETS INC.
June 22, 2010 - June 2, 2023
CITIGROUP GLOBAL MARKETS INC.
March 13, 2009 - March 18, 2010
BARCLAYS CAPITAL INC.
September 22, 2008 - March 18, 2010
BARCLAYS CAPITAL INC.
March 29, 2001 - October 15, 2008
LEHMAN BROTHERS INC.
March 29, 2001 - September 22, 2008
LEHMAN BROTHERS INC.
February 15, 1995 - March 15, 2001
PRUDENTIAL EQUITY GROUP, LLC
August 2, 1993 - March 3, 1995
MORGAN KEEGAN & COMPANY, LLC
October 24, 1991 - August 2, 1993
CAPITOL SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/28/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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