Keith W. Andre

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CRD#: 2181366

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith Wesley Andre, CFP® was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 1991. Keith had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Cornerstone Joint Venture LTD 4695 W. University Dr, Ste 100~McKinney~TX~75071~Other~Real Estate Sales Associate~1/1/2002~40hrs~0hrs~Rental Property Owner. 2) Avantax Insurance Agency LLC McKinney TX Equity Indexed Annuity~Agent~1/1/2015~10hrs~10hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL). 3) KEITH W ANDRE CPA POSITION: independent contractor NATURE: Independent contractor providing consultation for Andre + Associates clients as requested by firm. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2021 ADDRESS: 4695 W. University Dr, Ste 100, McKinney TX 75071, United States DESCRIPTION: provide transfer of relationship of clients to remaining partners. provide planning as requested by CPA firm. 4) MCKINNEY LIONS CLUB POSITION: Treasurer NATURE: Manage Clubs bank accounts INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 05/02/2022 ADDRESS: PO Box 675, McKinney TX 75071, United States DESCRIPTION: Invoice and collect member dues, pay administrative expenses presented by executive committee.Collect Fund Raising collections, pay fund raising bills, distribute excess to community causes all as approved by executive committee. 5) KW'S TREE FARM POSITION: Sole Proprietor NATURE: Growing Trees INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 11/27/2021 ADDRESS: 1920 Meadow Ranch Rd, McKinney TX 75071-7800, United States DESCRIPTION: manual labor. 6) ANDRE WEALTH MANAGEMENT LLC POSITION: Financial Advisor NATURE: Andre Wealth Management LLC is the entity used to market financial services offered though Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/06/2022 ADDRESS: 4695 W. University Dr, Ste 100, McKinney TX 75071, United States DESCRIPTION: Financial advisor, securities broker, IAR, insurance agent with Avantax. 7) ANDRE + ASSOCIATES PC POSITION: Contractor NATURE: Tax return preparation and tax consulting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/09/2022 ADDRESS: 4695 W. University Dr, Ste 100, McKinney TX 75071, United States DESCRIPTION: Preparing taxes for individuals and small businesses.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Past

October 2, 2015 - July 9, 2024

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

McKinney, TX

Past

July 28, 2015 - July 9, 2024

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

McKinney, TX

Past

November 29, 2002 - August 6, 2015

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

MCKINNEY, TX

Past

May 3, 2001 - December 2, 2002

EDI FINANCIAL, INC.

CRD#: 15699

IRVING, TX

Past

May 20, 1996 - May 9, 2001

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

March 5, 1996 - May 20, 1996

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

September 28, 1992 - February 28, 1996

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

October 24, 1991 - September 29, 1992

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

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Contact information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Mailing Address

Phone number

(972) 870-6000

Established

Firm type

Fiscal year end

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

AAS ADV PART 2A APPENDIX WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	140,306
AUM (Assets Under Management)	$ 46,109,939,749

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/13/2024	Cover Page	Report
11/28/2023	Cover Page	Report
12/16/2022	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith W. Andre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AVANTAX INVESTMENT SERVICES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

EDI FINANCIAL, INC.

RUSHMORE SECURITIES CORPORATION

LIFEMARK SECURITIES CORP.

1ST GLOBAL CAPITAL CORP.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/1991

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2002

Series 6

Date: 10/21/1991

Current Firm

AVANTAX ADVISORY SERVICES

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AVANTAX ADVISORY SERVICES

TRUST BUT VERIFY

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