Stephen W. Evitts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Wade Evitts, who also goes by Stephen Evitts, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1991. Stephen had worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2022 - April 25, 2025
AMUNDI ASSET MANAGEMENT US, INC.
February 16, 2022 - April 16, 2025
AMUNDI DISTRIBUTOR US, INC.
May 15, 2019 - May 15, 2019
NATIONAL FINANCIAL SERVICES LLC
November 28, 2017 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
January 3, 2007 - July 9, 2021
NATIONAL FINANCIAL SERVICES LLC
December 16, 2005 - November 1, 2006
SIGNATOR INVESTORS, INC.
January 29, 2003 - March 10, 2005
NATIXIS DISTRIBUTION, LLC
July 20, 1999 - May 20, 2002
BOFA DISTRIBUTORS, INC.
July 22, 1997 - July 22, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
September 13, 1995 - June 27, 1997
NYLIFE SECURITIES LLC
October 15, 1991 - April 13, 1995
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AMUNDI ASSET MANAGEMENT US, INC.
CRD#: 107719 / SEC#: 801-8255
Contact information
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 122,060,989,186 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
