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LC

Lawrence W. Cummings

MAIN STREET FINANCIAL SOLUTIONS
Atlanta, GA 30328-6104
Some features on this profile are disabled
CRD#: 2181076
LC

Professional summary

Lawrence William Cummings JR, who also goes by Larry W. Cummings Jr, Lawrence William Cummings, is a registered financial advisor currently at MAIN STREET FINANCIAL SOLUTIONS, LLC located in Atlanta, Georgia.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Lawrence has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Larry W. Cummings Jr | Lawrence William Cummings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Name of Entity: Joy Lake LLC Address of Business: Not Provided. Business Descriptions: Business is investment related Projected Start Date - 01/01/2010 Projected End Date - No anticipated end date Capacity - Passive Investor Duties Performed: It is just one industrial building that is generating rental income 0 hours devoted to this OBA per month 0 hours devoted during security trading hours per month 2)Name: CUMMINGS 2 HOLDINGS LLC Address: 1046 Vance Ave NE Atlanta, GA 30306 Business Description: passive investment with my brother Business is not investment related Projected Start Date: 12/28/20 Capacity: Owner - Passive Duties Performed: monitoring investment Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence William Cummings JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 1, 2024 - Present

MAIN STREET FINANCIAL SOLUTIONS, LLC

Office #1: Six Concourse Parkway Suite 2600, Atlanta, GA 30328-6104
RIA
CRD#: 305834
Atlanta, GA
Past

October 12, 2015 - March 15, 2024

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
Atlanta, GA
Past

October 12, 2015 - March 15, 2024

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
Atlanta, GA
Past

March 9, 2009 - October 29, 2015

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
ATLANTA, GA
Past

September 22, 2008 - October 29, 2015

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
ATLANTA, GA
Past

May 6, 2004 - October 15, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
ATLANTA, GA
Past

September 17, 2003 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
ATLANTA, GA
Past

July 27, 1998 - October 11, 2001

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 6, 1991 - July 16, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MAIN STREET FINANCIAL SOLUTIONS, LLC
ARSENAL CAPITAL ADVISORS | TWIN LIGHTS WEALTH MANAGEMENT | THIN BLUE LINE FINANCIAL | MASS FINANCIAL MANAGEMENT | MAIN STREET FINANCIAL SOLUTIONS, LLC | LIVINGWORTH WEALTH ADVISORS | LEGACY CAPITAL | JUNO WEALTH MANAGEMENT | JJM FINANCIAL GROUP | GENCAPITAL ADVISORY PARTNERS | EXITFOUR WEALTH PARTNERS | COLLABORATIVE WEALTH ADVISORY | CLOVERLY WEALTH MANAGEMENT

CRD#: 305834 / SEC#: 801-117871

RIA
Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(3/4/2024)
IAR
Texas
(3/1/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/4/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/6/2011
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/6/2011
General Securities Sales Supervisor - Options Module Examination

Current Firm

MS
MAIN STREET FINANCIAL SOLUTIONS, LLC
ARSENAL CAPITAL ADVISORS | TWIN LIGHTS WEALTH MANAGEMENT | THIN BLUE LINE FINANCIAL | MASS FINANCIAL MANAGEMENT | MAIN STREET FINANCIAL SOLUTIONS, LLC | LIVINGWORTH WEALTH ADVISORS | LEGACY CAPITAL | JUNO WEALTH MANAGEMENT | JJM FINANCIAL GROUP | GENCAPITAL ADVISORY PARTNERS | EXITFOUR WEALTH PARTNERS | COLLABORATIVE WEALTH ADVISORY | CLOVERLY WEALTH MANAGEMENT

CRD#: 305834 / SEC#: 801-117871

RIA
Registered Investment Advisory firm - (1/2/2020 Approved)
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Contact information

Main Address
503 E. Washington Avenue Suite 1c, Newtown, PA 18940
Mailing Address
Phone number
(215) 259-5021
Established
Firm type
Fiscal year end
# of Employees
41

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts6,091
AUM (Assets Under Management)$ 2,494,613,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAIN STREET FINANCIAL SOLUTIONS, LLC

CRD#: 305834Atlanta, GA 30328-6104

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