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SK

Subhash S. Kithany

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CRD#: 2181053
SK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Subhash Shamdas Kithany, who also goes by Subhash Kithany, was a registered financial professional .

Subhash is a previously registered financial professional and started their career in finance in 2012. Subhash had worked at 1 firm and has passed the Series 63 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Subhash Kithany

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Kithany prepares handful of tax returns for self, for my extended family and few clients. Some returns are compensated and some are pro-bono. Mr. Kithany does not hold himself out as tax preparer for general public. Fees for this service depend on Number and complexity of tax forms and tax information and can range from $0 to $1,500. Fees are collected under Alpha Investments for better accounting. Mr. Kithany devotes about 20 hours during the Tax season. Mr. Kithany devotes no hour during trading hours. Mr. Kithany has been preparing his own returns throughout his life. The clients started approaching him about 10 years back. Alpha Investments was set up for Mr. Kithany's personal investment in stock market. The fees received in this business are consolidated in Alpha for accounting purpose. Here is the summary of information requested: Name: Alpha Investments, Inc. Investment Related: No. But, Tax Related Address: 977 East Wilson Avenue, Salt Lake City, UT 84105-3324 Nature: Tax Preparation and Personal Investments in Stock Market Title: Owner Start Date: 01/01/2010 -approximate Number of Hours: 20 hours for whole year during Tax season Number of Hours During Security Trading: 0 Duties: Prepare Tax Return for people mentioned earlier

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 29, 2012 - April 3, 2023

SK GROUP, INC

RIA
CRD#: 106513
SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/18/1991
Uniform Securities Agent State Law Examination

Current Firm

SG
SK GROUP, INC
SK GROUP, INC

CRD#: 106513 / SEC#: 801-39915

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Contact information

Main Address
Salt Lake City, UT
Mailing Address
Phone number
(801) 484-2575
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts144
AUM (Assets Under Management)$ 54,479,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SK GROUP, INC

CRD#: 106513

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