VL

Vicky W. Leung

EUROCONSULT CAPITAL
London, W1J6HE
Some features on this profile are disabled
CRD#: 2181006
VL

Professional summary


Vicky Wai-ka Leung, who also goes by VIcky Waika Leung, is a registered financial professional currently at EUROCONSULT CAPITAL, LLC .

Vicky is registered as a RR (Registered Representative) and started their career in finance in 2007. Vicky has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vicky Waika Leung

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Vicky Wai-ka Leung's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 24, 2007 - Present

EUROCONSULT CAPITAL, LLC

Office #1: 23 Berkeley Square, London, W1J6HE
BD
CRD#: 143366
London,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/25/2007)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


EC
EUROCONSULT CAPITAL, LLC
EUROCONSULT CAPITAL, LLC

CRD#: 143366 / SEC#: , 8-67554

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
23 Berkeley Square, London, W1J 6HE
Mailing Address
885 Third Avenue Floor 34, New York, NY 10022
Phone number
(212) 972-4300
Established
New York since 09/21/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
EUROCONSULT, INC.OWNER/MANAGING MEMBER
GRANBERG, ALAN KENTFINOP/CFO2232084
LEUNG, VICKY WAI-KADIRECTOR2181006
YELLIN, EVAN SCOTTDESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER1727005

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EUROCONSULT CAPITAL, LLC

CRD#: 143366London, W1J6HE

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