Kevin Loving
Professional summary
Kevin Loving, who also goes by Kevin James Loving, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1991. Kevin has worked at 11 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Loving's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2019 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005January 12, 2017 - October 18, 2019
T3 TRADING GROUP, LLC
November 7, 2014 - October 24, 2016
T3 TRADING GROUP, LLC
December 5, 2012 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
March 8, 2010 - October 4, 2012
CONSTELLATION WEALTH ADVISORS LLC
February 28, 2008 - April 9, 2008
E*TRADE SECURITIES LLC
January 29, 2008 - February 22, 2008
JHS CAPITAL ADVISORS, LLC
June 2, 2005 - January 30, 2006
TAFFERER TRADING, LLC
March 3, 2003 - July 19, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
January 25, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
January 11, 1995 - October 9, 1995
CITIZENS BROKERAGE SERVICES, INC.
May 28, 1993 - January 15, 1995
LEGG MASON WOOD WALKER, INCORPORATED
October 4, 1991 - December 3, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/21/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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