Kevin W. Gaddi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin William Gaddi, who also goes by Kevin Gaddi, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1991. Kevin had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2024 - May 29, 2025
WATERWAY CAPITAL LLC
March 10, 2010 - June 7, 2023
MESIROW FINANCIAL, INC.
May 11, 2005 - February 25, 2010
KEEFE, BRUYETTE & WOODS, INC.
December 17, 2003 - May 10, 2005
FHN FINANCIAL SECURITIES CORP.
August 22, 1994 - November 26, 2003
KEYBANC CAPITAL MARKETS INC.
November 15, 1991 - June 8, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WATERWAY CAPITAL LLC
CRD#: 128212 / SEC#: , 8-66108
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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