DG
Daniel J. Greifenkamp
BROWN BROTHERS HARRIMAN INVESTMENTS
New York, NY 10005
Some features on this profile are disabled
CRD#: 2180478
DG
Professional summary
Daniel Joseph Greifenkamp, who also goes by Dan Greifenkamp, Daniel Joseph Griefenkamp, is a registered financial professional currently at BROWN BROTHERS HARRIMAN INVESTMENTS, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dan Greifenkamp | Daniel Joseph Griefenkamp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Greifenkamp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2016 - Present
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Office #1: 140 Broadway, New York, NY 10005BD
CRD#: 282732
New York, NY
Past
November 9, 2011 - August 31, 2016
BROWN BROTHERS HARRIMAN & CO.
BD
CRD#: 104487
NEW YORK, NY
Past
October 28, 2010 - November 1, 2011
ABBEY CAPITAL (US) LLC
BD
CRD#: 147760
NEW YORK, NY
Past
October 14, 1998 - December 10, 2009
ARTISAN PARTNERS DISTRIBUTORS LLC
BD
CRD#: 45446
MILWAUKEE, WI
Past
October 7, 1991 - May 15, 1997
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2016)
RR
Alaska(6/7/2016)
RR
Arizona(5/26/2016)
RR
Arkansas(6/2/2016)
RR
California(5/31/2016)
RR
Colorado(5/18/2016)
RR
Connecticut(6/30/2016)
RR
Delaware(6/3/2016)
RR
District of Columbia(6/8/2016)
RR
Florida(8/10/2016)
RR
Georgia(6/6/2016)
RR
Hawaii(6/3/2016)
RR
Idaho(5/16/2016)
RR
Illinois(5/13/2016)
RR
Indiana(6/10/2016)
RR
Iowa(5/12/2016)
RR
Kansas(5/26/2016)
RR
Kentucky(5/23/2016)
RR
Louisiana(7/14/2016)
RR
Maine(6/9/2016)
RR
Maryland(6/13/2016)
RR
Massachusetts(6/23/2016)
RR
Michigan(6/7/2016)
RR
Minnesota(5/16/2016)
RR
Mississippi(5/24/2016)
RR
Missouri(5/27/2016)
RR
Montana(5/12/2016)
RR
Nebraska(6/29/2016)
RR
Nevada(8/31/2016)
RR
New Hampshire(5/23/2016)
RR
New Jersey(6/14/2016)
RR
New Mexico(6/1/2016)
RR
New York(5/11/2016)
RR
North Carolina(5/31/2016)
RR
North Dakota(5/16/2016)
RR
Ohio(5/23/2016)
RR
Oklahoma(5/17/2016)
RR
Oregon(7/22/2016)
RR
Pennsylvania(5/25/2016)
RR
Puerto Rico(5/27/2016)
RR
Rhode Island(5/9/2016)
RR
South Carolina(6/1/2016)
RR
South Dakota(5/12/2016)
RR
Tennessee(6/1/2016)
RR
Texas(5/25/2016)
RR
Utah(5/12/2016)
RR
Vermont(6/17/2016)
RR
Virgin Islands(6/24/2016)
RR
Virginia(5/20/2016)
RR
Washington(5/24/2016)
RR
West Virginia(6/3/2016)
RR
Wisconsin(5/12/2016)
RR
Wyoming(5/16/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BB
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
CRD#: 282732 / SEC#: , 8-69731
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
140 Broadway, New York, NY 10005-1108
Mailing Address
140 Broadway, New York, NY 10005-1108
Phone number
(212) 483-1818
Established
Delaware since 11/09/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | SOLE MEMBER | |
| GREIFENKAMP, DANIEL JOSEPH | CEO, CHAIRMAN OF THE BOARD | 2180478 |
| HUTSON, JOSHUA EYARE | CCO | 2912952 |
| KRUCZEK, ROBERT PATRICK | DIRECTOR | 2389311 |
| MESKIN, JEFFREY BRYAN | DIRECTOR | 2855280 |
| PUSTORINO, PAUL JAMES | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 5059093 |
| SCHOENFELD, JEFFREY ALAN | DIRECTOR | 2490214 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
