Donald P. Mccabe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Paul Mccabe was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1991. Donald had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2009 - December 31, 2014
FAIRWAY CAPITAL ADVISORS LLC
September 22, 2006 - December 31, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2006 - June 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 1999 - May 22, 2006
CITIGROUP GLOBAL MARKETS INC.
October 1, 1999 - December 7, 1999
WELLS FARGO CLEARING SERVICES, LLC
November 14, 1991 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
FAIRWAY CAPITAL ADVISORS LLC
CRD#: 149872 / SEC#:
Contact information
Red Flags
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