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Marc Scott Enge

CRD# 2180323·Registered 1999 - 2000
Previously Registered: Being a previously registered professional could mean that Marc is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marc Scott Enge, who also goes by Mark Scott Enge, was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 1999 - 2000. Marc had worked at 2 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Scott Enge

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
November 30, 1999 - February 17, 2000
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 30, 1999 - January 27, 2014

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Current Firm

IL
IDS LIFE INSURANCE COMPANY

IDS LIFE INSURANCE COMPANY

CRD#: 6321 / SEC#: 8-14124
BD
Terminated by SEC on 02/17/2007

Contact Information

Established

Minnesota since 08/07/1957

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMERIPRISE FINANCIAL, INC.SHAREHOLDER—
ALVERO, GUMER CRUZDIRECTOR, EVP - ANNUITIES1975307
BECHTOLD, TIMOTHY VERNONDIRECTOR, PRESIDENT1621000
BERMAN, ARTHUR HOWARDDIRECTOR, EVP - FINANCE4591628
RUETHER, JULIE ANNCHIEF COMPLIANCE OFFICER1090661
SCHWARZMANN, MARK EDWARDDIRECTOR, CEO, COB4742555
STEWART, DAVID KENTVICE PRESIDENT AND CONTROLLER2990869

Disclosures

Regulatory Event

8

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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