Bruce M. Tuckey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Michael Tuckey was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1991. Bruce had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2023 - January 31, 2025
AVANTAX ADVISORY SERVICES
April 3, 2023 - January 31, 2025
AVANTAX INVESTMENT SERVICES, INC.
September 1, 2021 - March 29, 2023
PNC WEALTH MANAGEMENT LLC
September 1, 2021 - March 29, 2023
PNC WEALTH MANAGEMENT LLC
September 24, 2020 - September 20, 2021
LPL FINANCIAL LLC
September 24, 2020 - September 20, 2021
LPL FINANCIAL LLC
April 25, 2019 - September 24, 2020
FSC SECURITIES CORPORATION
April 25, 2019 - September 24, 2020
FSC SECURITIES CORPORATION
June 1, 2011 - April 23, 2019
LPL FINANCIAL LLC
May 27, 2011 - April 23, 2019
LPL FINANCIAL LLC
February 10, 2011 - June 6, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
July 14, 2009 - August 25, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 14, 2009 - August 25, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 16, 2008 - June 1, 2009
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
February 1, 1994 - May 27, 2009
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 8, 1991 - December 22, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
AVANTAX ADVISORY SERVICES
Regional Director, Business DevelopmentCRD#: 104556TRUST BUT VERIFY
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