Kathryn P. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Patrice Snyder, who also goes by Kathryn Patrice Hadley, Katheryn Patrice Snyder, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1991. Kathryn had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2005 - May 15, 2014
MISSION WEALTH MANAGEMENT, LP
January 31, 2005 - July 5, 2007
NATIONAL PLANNING CORPORATION
June 17, 1998 - January 12, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 8, 1991 - January 12, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MISSION WEALTH MANAGEMENT, LP
CRD#: 113057 / SEC#: 801-61230
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSION WEALTH MANAGEMENT, LP
CRD#: 113057 / SEC#: 801-61230
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,456 |
| AUM (Assets Under Management) | $ 10,024,060,630 |
Red Flags
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