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Eugene (nmn) Fox Iii

CRD# 2180290·Registered 1991 - 2025
Previously Registered: Being a previously registered professional could mean that Eugene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eugene (nmn) Fox III, who also goes by Eugene Fox III, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1991 - 2025. Eugene had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene Fox Iii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

Past

CARDINAL CAPITAL MANAGEMENT, L.L.C.Past·CRD# 109824
RIA
Greenwich, CT
June 19, 1995 - January 6, 2025
DELTEC ASSET MANAGEMENT CORPORATIONPast·CRD# 8438
BD
New York, NY
November 22, 1993 - April 18, 1995
D.S. KENNEDY & CO.Past·CRD# 13208
BD
October 21, 1991 - May 18, 1993

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Current Firm

CC
CARDINAL CAPITAL MANAGEMENT, L.L.C.

CARDINAL CAPITAL MANAGEMENT, L.L.C.

CRD#: 109824 / SEC#: 801-49090

Contact Information

Main Address

Four Greenwich Office Park 3rd Floor, Greenwich, CT 06831

Phone Number

(203) 863-8990

# of Employees

13

Documents

Latest Form ADV

Part 2 Brochures

CARDINAL CAPITAL MANAGEMENT, LLC ADV PART 2A BROCHURE (6/17/2024)

Regulatory Assets Under Management

Total Number of Accounts

255

AUM (Assets Under Management)

$386,263,987

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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