Anthony A. Marx
Professional summary
Anthony Andrew Marx was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Anthony had worked at 6 firms, which includes WORLD FIRST FINANCIAL SERVICES INC., SPENCER CLARKE LLC, MURIEL SIEBERT & CO. LLC, INVESTORS ASSOCIATES INC., W.J. NOLAN & COMPANY INC., TD AMERITRADE INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 1998 - October 28, 1998
WORLD FIRST FINANCIAL SERVICES, INC.
October 14, 1997 - November 12, 1997
SPENCER CLARKE LLC
June 12, 1996 - September 22, 1997
MURIEL SIEBERT & CO., LLC
March 19, 1996 - June 17, 1996
INVESTORS ASSOCIATES, INC.
February 23, 1995 - June 5, 1995
W.J. NOLAN & COMPANY, INC.
January 5, 1993 - December 14, 1994
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WORLD FIRST FINANCIAL SERVICES, INC.
CRD#: 1612 / SEC#: , 8-20392
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Bond | 2 |
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