Robert A. Spicer

LIFT ASSET MANAGEMENT

Engelwood, CO 80112

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CRD#: 2180061

Professional summary

Robert Anthony Spicer Jr, who also goes by Bob Spicer, Robert Spicer, is a registered financial advisor currently at LIFT ASSET MANAGEMENT located in Engelwood, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Robert has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 31, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Spicer | Robert Spicer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Anthony Spicer Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2024 - Present

LIFT ASSET MANAGEMENT

Office #1: 13000 E Control Tower Street Suite O, Engelwood, CO 80112

RIA

CRD#: 332481

Engelwood, CO

Past

December 18, 2020 - September 9, 2024

EDWARD JONES

RIA

CRD#: 250

Littleton, CO

Past

December 18, 2020 - September 9, 2024

EDWARD JONES

CRD#: 250

Littleton, CO

Past

January 4, 2019 - January 7, 2021

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

Littleton, CO

Past

November 12, 2018 - December 31, 2018

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

Littleton, CO

Past

May 7, 2014 - December 31, 2018

DENVER PWM, LLC

RIA

CRD#: 171139

DENVER, CO

Past

September 8, 2006 - October 10, 2017

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

Littleton, CO

Past

September 8, 2006 - January 7, 2021

FFEC WEALTH PARTNERS LLC

CRD#: 16507

Littleton, CO

Past

January 1, 1999 - June 5, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CENTENNIAL, CO

Past

February 19, 1992 - June 5, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

CENTENNIAL, CO

Past

September 24, 1991 - January 22, 1992

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

ENGLEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/6/2024)

IAR

Texas
(12/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/22/2000

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 4/27/1994

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/19/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/12/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/11/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

LIFT ASSET MANAGEMENT

LIFT ASSET MANAGEMENT | ROCKY MOUNTAIN LIFT ASSET MANAGEMENT LLC | LIFT ASSET MANAGEMENT LLC

CRD#: 332481 / SEC#: 801-130964

RIA

Registered Investment Advisory firm - (4/22/2025 Terminated)

Colorado

Registered Investment Advisory firm - (1/27/2025 Approved)

Texas

Registered Investment Advisory firm - (1/7/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

13000 E Control Tower Road Suite O, Englewood, CO 80112

Mailing Address

Phone number

(720) 667-1595

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 25,229,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Robert A. Spicer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Anthony Spicer Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

DENVER PWM, LLC

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

GLOBAL CAPITAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2001

Series 63

Date: 9/24/1991

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 12/22/2000

Series 31

Date: 4/27/1994

Series 7

Date: 9/19/1991

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 1/12/2007

Series 8

Date: 6/11/1996

Current Firm

LIFT ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFT ASSET MANAGEMENT

TRUST BUT VERIFY

Contact information

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