Timothy D. Stout
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy D Stout, who also goes by Timothy Darren Stout, Timothy D Stout, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1992. Timothy had worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2025 - September 30, 2025
VALIC FINANCIAL ADVISORS, INC.
August 7, 2025 - September 30, 2025
VALIC FINANCIAL ADVISORS, INC.
February 8, 2023 - July 12, 2023
VOYA FINANCIAL PARTNERS, LLC
February 8, 2023 - June 4, 2025
VOYA RETIREMENT ADVISORS, LLC
February 8, 2023 - June 4, 2025
VOYA FINANCIAL PARTNERS, LLC
July 16, 2021 - April 12, 2022
ONEAMERICA SECURITIES, INC.
July 16, 2021 - April 12, 2022
ONEAMERICA SECURITIES, INC.
March 6, 2008 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 6, 2008 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 13, 2005 - February 13, 2008
ONEAMERICA SECURITIES, INC.
April 7, 2005 - February 13, 2008
ONEAMERICA SECURITIES, INC.
September 2, 2003 - February 18, 2005
VALIC FINANCIAL ADVISORS, INC.
July 18, 2003 - February 18, 2005
VALIC FINANCIAL ADVISORS, INC.
June 17, 1998 - August 28, 2001
CONSECO SECURITIES, INC.
April 8, 1998 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
February 10, 1997 - August 30, 2001
CONSECO EQUITY SALES, INC.
August 21, 1995 - January 2, 1997
WEDGEWOOD PARTNERS, INC.
July 7, 1992 - August 28, 1995
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
