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IG

Ira E. Greenberg

Some features on this profile are disabled
CRD#: 2180023
IG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ira Evan Greenberg was a registered financial professional .

Ira is a previously registered financial professional and started their career in finance in 1991. Ira had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 14, 2022 - July 31, 2023

MIDDLEMARCH SECURITIES LLC

BD
CRD#: 283508
New York, NY
Past

July 21, 2017 - May 2, 2022

HCFP/CAPITAL MARKETS LLC

BD
CRD#: 149111
NEW YORK, NY
Past

January 28, 2015 - August 18, 2017

CREATIS CAPITAL LLC

BD
CRD#: 131986
CAPE ELIZABETH, ME
Past

October 13, 2006 - May 29, 2013

CREATIS CAPITAL LLC

BD
CRD#: 131986
CAPE ELIZABETH, ME
Past

March 21, 2005 - December 20, 2006

SPIKE FINANCIAL SERVICES, LLC

BD
CRD#: 112193
CHICAGO, IL
Past

August 14, 2001 - April 30, 2004

ALPHA STRATEGIC MANAGEMENT, LTD.

BD
CRD#: 47313
PALM BEACH GARDENS, FL
Past

October 16, 1991 - August 6, 2001

TWENTY-FIRST SECURITIES CORPORATION

BD
CRD#: 14461
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/9/1995
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/1991
General Securities Representative Examination

Current Firm

MS
MIDDLEMARCH SECURITIES LLC
MIDDLEMARCH SECURITIES LLC

CRD#: 283508 / SEC#: , 8-69758

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902
Mailing Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902
Phone number
(212) 913-9660
Established
Delaware since 02/08/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MIDDLEMARCH PARTNERS LLCMEMBER
GRUTMAN, ALEXANDER MARCOCEO, MANAGER, CO-CCO, AMLCO4646171
PAPADEMETRIOU, DEMETRIS APRINCIPAL, MANAGER, CO-CCO5491585
SINGER, STEVEN FREDERICFINOP, PFO, AND POO2360737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDDLEMARCH SECURITIES LLC

CRD#: 283508

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