Thomas W. Cornacchia
Professional summary
Thomas William Cornacchia, who also goes by Thomas Cornacchia, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas William Cornacchia's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2018 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 3 Columbus Circle 24th Floor, New York, NY 10019July 16, 2002 - January 30, 2017
GOLDMAN SACHS & CO. LLC
June 19, 1995 - July 17, 2002
CREDIT SUISSE SECURITIES (USA) LLC
April 6, 1992 - June 28, 1995
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
