Timothy J. Ball
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Joseph Ball was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2010 - March 26, 2023
STORMHARBOUR SECURITIES LP
May 15, 2008 - March 10, 2010
ZENITH SECURITIES LLC
June 29, 2004 - April 21, 2008
ABN AMRO INCORPORATED
July 24, 2000 - February 7, 2003
MARSH & MCLENNAN SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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