Deborah B. Radivo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah B. Radivo, who also goes by Deborah A. Brown, Deborah Ann Brown, Deborah Ann Tiburzi, Deborah Brown Tiburzi, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1991. Deborah had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2014 - December 31, 2015
THE LEADERS GROUP, INC.
August 22, 2011 - December 17, 2012
VOYA FINANCIAL ADVISORS, INC.
June 21, 2007 - November 27, 2009
VOYA FINANCIAL ADVISORS, INC.
February 17, 2005 - February 20, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 26, 1997 - February 20, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 1993 - August 7, 1997
1717 CAPITAL MANAGEMENT COMPANY
November 21, 1991 - June 25, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 21, 1991 - June 25, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
