Michael G. Kondracki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Kondracki, who also goes by Michael G S Kondracki, Michael George Sean Kondracki, Michael George Sean Kondracki, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1992. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2014 - December 31, 2015
SOURCE CAPITAL GROUP, INC.
August 5, 2009 - August 24, 2012
DEMOPOLIS CAPITAL INC.
February 4, 2009 - July 14, 2009
SEAPINE SECURITIES, LLC
May 4, 2006 - May 16, 2007
LEEB BROKERAGE SERVICES, INC.
December 17, 2003 - July 21, 2011
FAIRPORT ADVISORS, INC.
August 14, 2003 - November 4, 2005
FAIRPORT CAPITAL, INC.
August 26, 2002 - February 26, 2003
CARLTON CAPITAL INC.
February 14, 1996 - August 22, 2001
DEUTSCHE BANK SECURITIES INC.
September 30, 1992 - August 7, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOURCE CAPITAL GROUP, INC.
CRD#: 36719 / SEC#: 801-88199, 8-47372
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS, DAVID WEBSTER | PRESIDENT / CHIEF COMPLIANCE OFFICER - INTERIM | 237802 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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