Edwin A. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Alan Harris was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1991. Edwin had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2011 - June 12, 2012
LEGEND ADVISORY, LLC
January 1, 1994 - June 12, 2012
LEGEND EQUITIES CORPORATION
October 18, 1991 - January 1, 1994
LEGEND CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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