James A. Mcinerney
Professional summary
James Anthony Mcinerney was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, James had worked at 2 firms, which includes KENSINGTON WELLS INCORPORATED, STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 1993 - November 22, 1996
KENSINGTON WELLS INCORPORATED
February 24, 1992 - March 2, 1993
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KENSINGTON WELLS INCORPORATED
CRD#: 30570 / SEC#: , 8-44962
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
