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BP

Brenda L. Parker

BILL PARKER AGENCY
SACRAMENTO, CA
Some features on this profile are disabled
CRD#: 2179361
BP

Professional summary


Brenda Lee Parker, who also goes by Brenda Lee Carey, is a registered financial professional currently at BILL PARKER AGENCY located in Sacramento, California.

Brenda is registered as a RR (Registered Representative) and started their career in finance in 1992. Brenda has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 6, Series 27 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brenda Lee Carey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brenda Lee Parker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 5, 1993 - Present

BILL PARKER AGENCY

Office #2: 4528 Millrace Rd., Sacramento, CA 95864-0826
BD
CRD#: 6783
SACRAMENTO, CA
Past

March 23, 1992 - January 29, 1993

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

March 23, 1992 - January 29, 1993

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/29/1996)
RR
Nevada
(3/29/1996)

Exams


State Security Law Exam
RR
Series 63
Date: 3/20/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BP
BILL PARKER AGENCY
BILL PARKER AGENCY | WILLIAM R. PARKER | BRENDA LEE PARKER

CRD#: 6783 / SEC#: , 8-20744

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
4528 Millrace Rd., Sacramento, CA 95864-0826
Mailing Address
Po Box 201, Carmichael, CA 95609-0201
Phone number
(866) 488-5222
Established
California since 01/09/1986
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PARKER, BRENDA LEEFINANCIAL OPERATIONS PRINCIPAL2179361
PARKER, BRENDA LEECHIEF FINANCIAL OFFICER2179361
PARKER, BRENDA LEECHIEF COMPLIANCE OFFICER2179361

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BILL PARKER AGENCY

CRD#: 6783Sacramento, CA

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