Erik G. Nedrud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik Gene Nedrud, CFP®, who also goes by Erik Nedrud, Erik Gene Nedrud, was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 1994. Erik had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Experience
March 31, 2025 - September 4, 2025
STRATEGIC ADVISERS LLC
July 30, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 14, 2020 - September 4, 2025
FIDELITY BROKERAGE SERVICES LLC
November 26, 2018 - April 22, 2020
USAA INVESTMENT SERVICES COMPANY
November 24, 2018 - April 22, 2020
USAA FINANCIAL ADVISORS, INC.
August 24, 2018 - September 27, 2018
VALIC FINANCIAL ADVISORS, INC.
June 12, 2018 - September 27, 2018
VALIC FINANCIAL ADVISORS, INC.
January 25, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
October 17, 2005 - March 8, 2018
SCOTTRADE, INC.
May 16, 2003 - October 14, 2005
TD AMERITRADE, INC.
November 7, 1997 - October 14, 2005
TD AMERITRADE, INC.
March 28, 1994 - November 7, 1997
KENNEDY, CABOT & CO.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/19/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
