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Colin M. Callahan

CALLAHAN WEALTH ADVISORY
Orlando, FL
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CRD#: 2179305
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Professional summary


Colin Michael Callahan, who also goes by Colin Michael Vain Callahan, is a registered financial advisor currently at CALLAHAN WEALTH ADVISORY located in Orlando, Florida.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Colin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Colin Michael Vain Callahan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business Activities; Tombstones Books; all proceeds will flow directly to me as earned income on my social security number; I will be self publishing a series od children's books and selling them online; author; Columbia MD 21045; not investment related; May 2016; 1-9 hours per month; 0 during trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Colin Michael Callahan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 26, 2021 - Present

CALLAHAN WEALTH ADVISORY

RIA
CRD#: 316124
Orlando, FL
Past

May 22, 2009 - October 1, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Winter Park, FL
Past

May 22, 2009 - October 1, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Winter Park, FL
Past

February 11, 2002 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
ANNAPOLIS, MD
Past

January 25, 2002 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
ANNAPOLIS, MD
Past

May 14, 1999 - February 14, 2002

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

September 1, 1997 - May 18, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

October 16, 1991 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CALLAHAN WEALTH ADVISORY
CALLAHAN WEALTH ADVISORY | CALLAHAN WEALTH ADVISORY, LLC

CRD#: 316124 / SEC#: 801-122369

RIA
Registered Investment Advisory firm - (9/30/2021 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/26/2021)
IAR
Texas
(1/21/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/9/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 1/11/2008
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


CW
CALLAHAN WEALTH ADVISORY
CALLAHAN WEALTH ADVISORY | CALLAHAN WEALTH ADVISORY, LLC

CRD#: 316124 / SEC#: 801-122369

RIA
Registered Investment Advisory firm - (9/30/2021 Approved)
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Contact information


Main Address
Orlando, FL
Mailing Address
10151 University Blvd Ste 195, Orlando, FL 32817
Phone number
(410) 712-6220
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CWA FORM ADV 2A - FIRM BROCHURE (3/5/2025)

Regulatory assets under management


Total Number of Accounts817
AUM (Assets Under Management)$ 326,987,574

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CALLAHAN WEALTH ADVISORY

CRD#: 316124Orlando, FL

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