Stephen R. Jobe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Russell Jobe, who also goes by Stephen R Jobe, Steve Russell Jobe, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2002. Stephen had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - August 3, 2021
FRANKLIN DISTRIBUTORS, LLC
December 19, 2013 - November 6, 2014
MORGAN STANLEY
March 5, 2010 - December 15, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
April 2, 2007 - April 2, 2009
MORGAN STANLEY & CO. LLC
June 23, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
May 3, 2002 - May 8, 2006
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
