Michael Mcfarquhar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Mcfarquhar JR, who also goes by Michael Mcfarquhar, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2000 - May 30, 2002
VIEWTRADE SECURITIES, INC.
July 11, 2000 - November 16, 2000
BARRON CHASE SECURITIES, INC.
March 1, 2000 - June 15, 2000
TARPON SCURRY INVESTMENTS, INC.
September 23, 1999 - November 2, 1999
BISHOP, ROSEN & CO., INC.
September 1, 1998 - July 29, 1999
LABRANCHE FINANCIAL SERVICES, LLC
September 18, 1997 - June 30, 1998
SANDGRAIN SECURITIES LLC
November 12, 1996 - June 3, 1997
SANDGRAIN SECURITIES LLC
June 23, 1995 - September 23, 1996
STUART, COLEMAN & CO., INC.
November 7, 1994 - June 28, 1995
GLEACHER & COMPANY SECURITIES, INC.
May 7, 1993 - November 18, 1994
INVESTORS ASSOCIATES, INC.
January 6, 1993 - May 27, 1993
MELBOURNE GSI CORP.
April 13, 1992 - January 15, 1993
R.K. STEELE
January 7, 1992 - April 22, 1992
JOHNSON, MCKENNEY,CARR & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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