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Michael Mcfarquhar Jr

CRD# 2179222·Registered 1992 - 2002
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Mcfarquhar JR, who also goes by Michael Mcfarquhar, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1992 - 2002. Michael had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Mcfarquhar

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

VIEWTRADE SECURITIES, INC.·CRD# 46987
BD
Boca Raton, FL
November 22, 2000 - May 30, 2002
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
July 11, 2000 - November 16, 2000
TARPON SCURRY INVESTMENTS, INC.·CRD# 34635
BD
New York, NY
March 1, 2000 - June 15, 2000
BISHOP, ROSEN & CO., INC.·CRD# 1248
BD
New York, NY
September 23, 1999 - November 2, 1999
LABRANCHE FINANCIAL SERVICES, LLC·CRD# 7432
BD
New York, NY
September 1, 1998 - July 29, 1999
SANDGRAIN SECURITIES LLC·CRD# 26004
BD
Garden City, NY
September 18, 1997 - June 30, 1998
SANDGRAIN SECURITIES LLC·CRD# 26004
BD
Garden City, NY
November 12, 1996 - June 3, 1997
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
June 23, 1995 - September 23, 1996
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
November 7, 1994 - June 28, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
May 7, 1993 - November 18, 1994
MELBOURNE GSI CORP.·CRD# 15446
BD
New York, NY
January 6, 1993 - May 27, 1993
R.K. STEELE·CRD# 1904
BD
Beverly Hills, CA
April 13, 1992 - January 15, 1993
JOHNSON, MCKENNEY,CARR & COMPANY INCORPORATED·CRD# 24681
BD
January 7, 1992 - April 22, 1992

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Current Firm

VS
VIEWTRADE SECURITIES, INC.

VIEWTRADE SECURITIES LLC | VIEWTRADE SECURITIES, INC.

CRD#: 46987 / SEC#: 8-51605
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433

Mailing Address

7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433

Phone Number

(561) 620-0306

Established

Delaware since 03/17/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VIEWTRADE HOLDING CORPORATIONSHAREHOLDER—
DEIHL, MEGAN KOCZAKCHIEF FINANCIAL OFFICER2895988
FORD, MARK ALANCHIEF COMPLIANCE OFFICER1913958
PINHEIRO, DESIREE LEECHIEF OPERATIONS OFFICER4444808
ROSEN, STEVEN ALLENSROP1428637
STCLAIR, JAMES JOSEPH JRPRESIDENT1550599

Disclosures

Regulatory Event

18

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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