Robert J. Kirk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Kirk was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2011 - March 27, 2013
1ST GLOBAL CAPITAL CORP.
January 5, 2006 - May 23, 2011
PENSON FINANCIAL SERVICES, INC.
April 3, 2002 - May 6, 2004
MAY FINANCIAL CORPORATION
July 16, 2001 - November 22, 2004
HILLTOP SECURITIES INC.
May 4, 1998 - August 2, 1999
INTERNATIONAL EXCHANGE BROKERS, LLC.
January 10, 1994 - April 28, 1998
JOSEPHTHAL & CO., INC.
May 5, 1993 - January 5, 1994
DUKE & CO., INC.
November 3, 1992 - March 3, 1993
PRUDENTIAL EQUITY GROUP, LLC
May 7, 1992 - September 11, 1992
LEHMAN BROTHERS INC.
April 7, 1992 - November 5, 1992
AMERICAN BOND GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL CAPITAL CORP.
CRD#: 30349 / SEC#: , 8-44870
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
