Steven T. Leininger

TCBI SECURITIES

San Antonio, TX 78212

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CRD#: 2179164

Professional summary

Steven Thomas Leininger is a registered financial professional currently at TCBI SECURITIES, INC. located in San Antonio, Texas.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2023 - Present

TCBI SECURITIES, INC.

Office #1: 745 East Mulberry., Ste. 350 & 600, San Antonio, TX 78212

CRD#: 313304

San Antonio, TX

Past

October 13, 2009 - January 22, 2016

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

Past

November 7, 2008 - April 28, 2009

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

Past

January 1, 2007 - October 13, 2008

ABN AMRO INCORPORATED

CRD#: 15776

GREENWICH, CT

Past

July 14, 2004 - January 6, 2005

BCP SECURITIES, INC.

CRD#: 27063

GREENWICH, CT

Past

January 16, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

April 25, 1996 - April 15, 2003

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

March 26, 1996 - April 1, 1996

CHASE SECURITIES, INC.

CRD#: 10793

NEW YORK, MD

Past

March 26, 1996 - April 22, 1996

J.P. MORGAN SECURITIES INC.

CRD#: 18718

Past

July 14, 1994 - March 22, 1996

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(11/15/2024)

Exams

State Security Law Exam

Series 63

Date: 4/24/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 11/11/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 1/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/31/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone number

(214) 932-6671

Established

Texas since 03/03/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
OMAN, DAVID	DIRECTOR	5685397
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986

Red Flags

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Advisor Monitoring

Firm Stability Insights

Steven T. Leininger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Thomas Leininger's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER INVESTMENT SECURITIES INC.

SANTANDER INVESTMENT SECURITIES INC.

ABN AMRO INCORPORATED

BCP SECURITIES, INC.

JPMSI

J.P. MORGAN SECURITIES INC.

CHASE SECURITIES, INC.

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/24/2024

Series 79TO

Date: 11/11/2023

SIE

Date: 1/22/2016

Series 7

Date: 7/13/1994

Series 24

Date: 3/31/2010

FINRA

Current Firm

TCBI SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCBI SECURITIES, INC.

TRUST BUT VERIFY

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