Lee K. Young
Professional summary
Lee Keith Young was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lee is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Lee had worked at 6 firms, which includes WORLDCO L.L.C., PFS INVESTMENTS INC., BILTMORE SECURITIES INC., ROBERT THOMAS SECURITIES INC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2001 - February 21, 2002
WORLDCO, L.L.C.
October 2, 1997 - July 27, 1998
PFS INVESTMENTS INC.
September 25, 1995 - October 10, 1995
BILTMORE SECURITIES, INC.
May 12, 1995 - May 25, 1995
ROBERT THOMAS SECURITIES, INC
December 11, 1991 - May 2, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 1991 - November 20, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 5/16/2001
Limited Representative-Equity Trader ExamCurrent Firm
WORLDCO, L.L.C.
CRD#: 24673 / SEC#: , 8-41285
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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