Marcus Velasco
CFP®, CPWA®Professional Summary
Marcus Velasco, CFP®, CPWA®, who also goes by Marc Velasco, Marcus Anthony Velasco, is a registered financial advisor currently at JMG FINANCIAL GROUP LTD located in Pewaukee, Wisconsin. Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Marcus has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marc Velasco, Marcus Anthony Velasco
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
JMG FINANCIAL GROUP LTD
Contact Information
Main Address
2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515Phone Number
(630) 571-5252# of Employees
103SEC notice filing (38 States and Territories)
Registered to provide investment advisory services in 38 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
7,164AUM (Assets Under Management)
$7,500,135,482Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | Cover Page | Report |
| 10/11/2024 | Cover Page | Report |
| 11/20/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
JMG FINANCIAL GROUP LTD
State Registrations and Notice Filings
(12/18/2020)
(6/8/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1994Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Marcus Velasco's CRS (Customer Relationship Summary).
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