John S. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Scott Watson, who also goes by J Scott Watson, John S Watson, Scott Watson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2019 - February 28, 2023
CHARLES TOWNE SECURITIES, LLC
February 17, 2015 - September 6, 2017
MORGAN STANLEY DISTRIBUTION, INC.
December 19, 2007 - February 18, 2015
UBS ASSET MANAGEMENT (US) INC.
November 4, 2002 - September 17, 2007
U.S. BANCORP ADVISORS, LLC
June 1, 1998 - January 3, 2002
U.S. BANCORP ADVISORS, LLC
April 29, 1996 - August 12, 1996
WALL STREET ACCESS
June 8, 1993 - June 22, 1994
KEY INVESTMENTS INC.
October 28, 1991 - December 31, 1992
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHARLES TOWNE SECURITIES, LLC
CRD#: 172278 / SEC#: , 8-69505
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
