Brad A. Polinko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brad Allen Polinko, who also goes by Brad Polinko, Bradley Allen Polinko, Bradley Allenn Polinko, was a registered financial professional .
Brad is a previously registered financial professional and started their career in finance in 1994. Brad had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2000 - March 13, 2001
REGIS SECURITIES CORPORATION
May 12, 2000 - September 6, 2000
GUNNALLEN FINANCIAL, INC
April 2, 1998 - May 3, 2000
MPI FINANCIAL
January 15, 1997 - April 1, 1998
QUANTUM CAPITAL CORPORATION
August 8, 1995 - January 27, 1997
THE HAMILTON-SHEA GROUP, INC.
February 22, 1994 - August 21, 1995
CORNA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/18/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
REGIS SECURITIES CORPORATION
CRD#: 103711 / SEC#: , 8-52200
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARGIN, ROBERT KENNETH | PRESIDENT, CEO, CROP | 1825995 |
| VARGO, NANCY ARNETT | CFO, CCO |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
