Salvatore Giardina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Giardina was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1991. Salvatore had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2009 - December 19, 2024
PRAGMA LLC
October 25, 2006 - April 1, 2009
G-TRADE SERVICES LLC
July 21, 2006 - November 7, 2006
PERSHING LLC
September 24, 2003 - August 10, 2004
LADENBURG FINANCIAL SERVICES LLC
November 27, 1991 - July 17, 2006
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PRAGMA LLC
CRD#: 136453 / SEC#: , 8-67016
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
