David A. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Allan Weiss was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2009 - May 20, 2014
SEVEN HILLS PARTNERS LLC
April 17, 2007 - March 13, 2009
GLEACHER & COMPANY SECURITIES, INC.
November 28, 1997 - April 12, 2007
CITIGROUP GLOBAL MARKETS INC.
October 23, 1997 - September 1, 1998
SALOMON BROTHERS INC.
December 1, 1995 - May 2, 1997
CREDIT SUISSE SECURITIES (USA) LLC
February 7, 1995 - November 22, 1995
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEVEN HILLS PARTNERS LLC
CRD#: 118240 / SEC#: , 8-53656
Contact information
Documents
Red Flags
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