Shawn J. Jacobson

NORTHROCK PARTNERS

Minneapolis, MN 55402

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CRD#: 2178703

Professional summary

Shawn Jay Jacobson, CFP®, ChFC® is a registered financial advisor currently at NORTHROCK PARTNERS, LLC located in Minneapolis, Minnesota.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Shawn has worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAINTAINS CURRENT MN INSURANCE LICENSURE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Jay Jacobson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

ChFC^®

Chartered Financial Consultant

Experience

Current

February 10, 2017 - Present

NORTHROCK PARTNERS, LLC

Office #1: 225 South Sixth Street Suite 1400, Minneapolis, MN 55402

RIA

CRD#: 167908

Minneapolis, MN

Past

December 3, 2013 - February 17, 2017

LEGACY FINANCIAL ADVISORS CORPORATION

RIA

CRD#: 115384

BLOOMINGTON, MN

Past

May 1, 2002 - December 31, 2007

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

BLOOMINGTON, MN

Past

December 21, 2001 - February 1, 2002

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

April 16, 2001 - December 21, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

February 25, 1998 - October 30, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

June 30, 1994 - December 10, 1996

IAI SECURITIES, INC.

CRD#: 27917

MINNEAPOLIS, MN

Past

June 18, 1993 - February 14, 1994

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

October 9, 1991 - December 18, 1991

KOBER FINANCIAL CORP.

CRD#: 17551

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHROCK PARTNERS, LLC

3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT

CRD#: 167908 / SEC#: 801-78194

RIA

Registered Investment Advisory firm - (6/13/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/9/2024)

IAR

Minnesota
(2/10/2017)

IAR

Washington
(1/4/2023)

IAR

Wisconsin
(1/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/7/1991

General Securities Representative Examination

Current Firm

NORTHROCK PARTNERS, LLC

3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT

CRD#: 167908 / SEC#: 801-78194

RIA

Registered Investment Advisory firm - (6/13/2013 Approved)

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Contact information

Main Address

225 South Sixth Street Suite 1400, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 367-8800

Established

Firm type

Fiscal year end

# of Employees

161

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHROCK PARTNERS ADV 2A BROCHURE (7/10/2025)

NORTHROCK PARTNERS WRAP BROCHURE MARCH 2024 (2/26/2025)

Regulatory assets under management

Total Number of Accounts	12,834
AUM (Assets Under Management)	$ 6,596,242,797

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
11/05/2024	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn J. Jacobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Jay Jacobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY FINANCIAL ADVISORS CORPORATION

CROWN CAPITAL SECURITIES, L.P.

SLD AMERICA EQUITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

PRUCO SECURITIES, LLC.

IAI SECURITIES, INC.

MONEY CONCEPTS CAPITAL CORP

KOBER FINANCIAL CORP.

Primary Firm SEC Registration

NORTHROCK PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1991

Series 7

Date: 10/7/1991

Current Firm

NORTHROCK PARTNERS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTHROCK PARTNERS, LLC

TRUST BUT VERIFY

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