Richard T. Loria
Professional summary
Richard Thomas Loria, who also goes by Rick T Loria, Rick Thomas Loria, is a registered financial advisor currently at MPS-LORIA FINANCIAL PLANNERS,LLC located in Burr Ridge, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Richard has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 51, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Thomas Loria's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2000 - Present
MPS-LORIA FINANCIAL PLANNERS,LLC
Office #1: 7500 So. County Line Rd., Burr Ridge, IL 60527-6955February 18, 2000 - November 27, 2023
LORIA FINANCIAL GROUP, LLC
October 19, 1995 - February 28, 2000
VOYA FINANCIAL ADVISORS, INC.
October 1, 1991 - October 31, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 1, 1991 - October 31, 1995
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
MPS-LORIA FINANCIAL PLANNERS,LLC
CRD#: 122866 / SEC#: 801-66518
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/7/2000)
(8/16/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MPS-LORIA FINANCIAL PLANNERS,LLC
CRD#: 122866 / SEC#: 801-66518
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,658 |
| AUM (Assets Under Management) | $ 751,385,359 |
Red Flags
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