James A. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Adrian Wright, who also goes by Jim Wright, Jimmy Wright, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1991. James had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2014 - December 9, 2014
FORTUNE FINANCIAL SERVICES, INC.
March 2, 2010 - September 2, 2014
RIDGEWAY & CONGER, INC.
February 2, 2010 - February 24, 2010
WORLD GROUP SECURITIES, INC.
October 22, 2007 - January 20, 2010
EAGLE ONE INVESTMENTS, LLC
January 18, 2007 - September 14, 2007
NEXT FINANCIAL GROUP, INC.
June 13, 2002 - January 17, 2007
FORESTERS EQUITY SERVICES, INC.
September 27, 1995 - September 8, 1997
MARINER FINANCIAL SERVICES, INC.
June 6, 1994 - September 29, 1995
WMA SECURITIES, INC.
August 25, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 8, 1991 - February 6, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 8, 1991 - February 6, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
