AA
Aaron P. Ammerman
ALPHA FINANCIAL PARTNERS LLC
LEXINGTON, KY 40508
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CRD#: 2178388
AA
Professional summary
Aaron Paynter Ammerman, who also goes by Aaron Bynter Ammerman, is a registered financial advisor currently at ALPHA FINANCIAL PARTNERS LLC located in Lexington, Kentucky.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Aaron has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron Bynter Ammerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. Alpha Financial Partners 2. Investment Related 3. 710 E. Main St., suite 110, Lexington, KY 40502 4. RIA 5. Cofounder, member 6. Started 1/3/2020 7. 50 hrs/month 8. 32.5 hours during trading 9. Cofounder and member of RIA 2) 1. Asbury University 2. Not investment related 3. 1 Macklem Drive, Wilmore, KY 4. Higher Education 5. Board of Trustees 6. 3/1/2015 7. 10 hours/month 8. 0 hrs during trading 9. Board of Trustee member 3) 1. Blue Grass Institute for Public Policy Solutions 2. Not investment related 3. PO Box 11706, Lexington, KY 40577 4. Public policy advocacy 5. Board Chairman 6. 1/1/2015 7. 10 hours/month 8. 0 hours during trading 9. Board chairman 4) 1. Henry Clay Memorial Foundation 2. No 3. 120 Sycamore Road, Lexington, KY 40502 4. Historic Preservation 5. Board of Trustee Member 6. 1/1/2017 7. 10 hours/month 8. 0 hours during trading 9. Board member providing guidance related to historic preservation
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Paynter Ammerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2020 - Present
ALPHA FINANCIAL PARTNERS LLC
Office #1: 319 Cedar St. Suite 201, Lexington, KY 40508RIA
CRD#: 306639
LEXINGTON, KY
Past
March 4, 2020 - December 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Lexington, KY
Past
January 8, 2004 - January 14, 2020
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LEXINGTON, KY
Past
October 12, 1995 - January 14, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALPHA FINANCIAL PARTNERS LLC
ALMERANT WEALTH MANAGEMENT, LLC | ALPHA FINANCIAL PARTNERS LLC
CRD#: 306639 / SEC#: 801-117851
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(1/14/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ALPHA FINANCIAL PARTNERS LLC
ALMERANT WEALTH MANAGEMENT, LLC | ALPHA FINANCIAL PARTNERS LLC
CRD#: 306639 / SEC#: 801-117851
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
319 Cedar St. Suite 201, Lexington, KY 40508
Mailing Address
Phone number
(859) 785-2660
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,118 |
| AUM (Assets Under Management) | $ 376,120,761 |
Red Flags
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Company Information
ALPHA FINANCIAL PARTNERS LLC
CRD#: 306639Lexington, KY 40508TRUST BUT VERIFY
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Contact information
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