Thomas M. Abboud
Professional summary
Thomas Michael Abboud, who also goes by Thomas M Abboud, is a registered financial advisor currently at ABBOUD FINANCIAL PLANNING, INC. located in Centennial, Colorado.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Abboud's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2017 - Present
ABBOUD FINANCIAL PLANNING, INC.
September 8, 2015 - October 19, 2017
SECURITIES AMERICA ADVISORS, INC.
September 8, 2015 - October 19, 2017
SECURITIES AMERICA, INC.
May 19, 2014 - September 16, 2015
LPL FINANCIAL LLC
May 19, 2014 - September 16, 2015
LPL FINANCIAL LLC
May 25, 2011 - May 27, 2014
MSI FINANCIAL SERVICES, INC.
April 21, 2011 - May 27, 2014
MSI FINANCIAL SERVICES, INC.
February 23, 2011 - April 25, 2011
VALIC FINANCIAL ADVISORS, INC.
October 18, 2010 - April 25, 2011
VALIC FINANCIAL ADVISORS, INC.
February 20, 2008 - October 13, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 27, 2006 - February 19, 2008
E*TRADE SECURITIES LLC
June 20, 2005 - April 20, 2006
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/3/2017)
(11/30/2018)
Exams
Current Firm
ABBOUD FINANCIAL PLANNING, INC.
CRD#: 290242 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 25,100,000 |
Red Flags
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