FB
Frank W. Bracero
VELOCITY CAPITAL
NEW YORK, NY 10038
Some features on this profile are disabled
CRD#: 2178318
FB
Professional summary
Frank William Bracero is a registered financial professional currently at VELOCITY CAPITAL, LLC located in New York, New York and VELOCITY CLEARING, LLC located in Hazlet, New Jersey.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1994. Frank has worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Frank William Bracero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2019 - Present
VELOCITY CAPITAL, LLC
Office #1: 199 Water Street 8th Floor, New York, NY 10038BD
CRD#: 171810
NEW YORK, NY
Current
October 24, 2019 - Present
VELOCITY CLEARING, LLC
Office #1: 1301 Route 36 Suite 103, Hazlet, NJ 07730BD
CRD#: 126588
HAZLET, NJ
Past
February 12, 2018 - September 25, 2019
ELECTRONIC TRANSACTION CLEARING, INC.
BD
CRD#: 146122
New York, NY
Past
November 15, 2017 - February 15, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WOODBRIDGE, NJ
Past
April 1, 2015 - August 19, 2016
BNP PARIBAS INVESTMENT SERVICES, LLC
BD
CRD#: 44598
MIAMI, FL
Past
December 15, 2011 - August 19, 2016
BNP PARIBAS PRIME BROKERAGE, INC.
BD
CRD#: 24962
NEW YORK, NY
Past
November 28, 2000 - August 19, 2016
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Past
November 15, 1996 - November 28, 2000
CREDIT AGRICOLE SECURITIES (USA) INC.
BD
CRD#: 190
NEW YORK, NY
Past
May 15, 1996 - October 25, 1996
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
December 21, 1994 - November 17, 1995
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/22/2020)
RR
Alaska(3/18/2020)
RR
Arizona(4/10/2020)
RR
Arkansas(5/8/2020)
RR
California(10/24/2019)
RR
Connecticut(10/25/2019)
RR
Delaware(3/27/2020)
RR
District of Columbia(3/18/2020)
RR
Florida(2/27/2020)
RR
Georgia(3/16/2020)
RR
Hawaii(5/1/2020)
RR
Idaho(4/8/2020)
RR
Illinois(12/6/2019)
RR
Indiana(3/25/2020)
RR
Iowa(4/8/2020)
RR
Kansas(3/18/2020)
RR
Maine(5/18/2020)
RR
Maryland(2/7/2020)
RR
Michigan(4/24/2020)
RR
Minnesota(1/5/2023)
RR
Missouri(7/27/2020)
RR
Montana(3/27/2020)
RR
Nebraska(10/29/2019)
RR
Nevada(2/7/2020)
RR
New Hampshire(4/3/2020)
RR
New Jersey(10/24/2019)
RR
New Mexico(6/5/2020)
RR
New York(10/24/2019)
RR
North Carolina(3/30/2020)
RR
North Dakota(3/24/2020)
RR
Ohio(3/30/2020)
RR
Oklahoma(3/27/2020)
RR
Pennsylvania(10/25/2019)
RR
South Carolina(4/9/2020)
RR
South Dakota(3/27/2020)
RR
Tennessee(4/7/2020)
RR
Texas(6/9/2020)
RR
Utah(3/26/2020)
RR
Vermont(3/26/2020)
RR
Virgin Islands(4/24/2020)
RR
Virginia(3/10/2020)
RR
Washington(4/8/2020)
RR
West Virginia(4/7/2020)
RR
Wisconsin(3/27/2020)
RR
Wyoming(4/7/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/23/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
VC
VELOCITY CLEARING, LLC
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION
CRD#: 126588 / SEC#: , 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Phone number
(201) 706-7157
Established
Delaware since 06/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
