Brant J. Root

FIRETHORN CAPITAL

Bozeman, MT

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CRD#: 2178282

Professional summary

Brant Joshua Root, CFP® is a registered financial advisor currently at FIRETHORN CAPITAL, LLC located in Bozeman, Montana.

Brant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brant has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mallard Farms, Inc. is a family-held business that develops and invests in real estate. It is located at 1825 Route 26, Metamora, IL 61548. I serve as Vice President and Chief Financial Officer, a position I was elected to in December 2022. The business is not investment-related in the context of securities. I devote approximately 10 hours per month to Mallard Farms, nearly all of which occur during securities trading hours. My responsibilities include monthly financial review, paying bills, responding to property manager inquiries, and occasionally seeking financing or evaluating potential real estate investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brant Joshua Root's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

April 4, 2006 - Present

FIRETHORN CAPITAL, LLC

RIA

CRD#: 127698

Bozeman, MT

Past

September 4, 2003 - June 3, 2005

FIRETHORN CAPITAL, LLC

RIA

CRD#: 127698

NEW YORK, NY

Past

April 3, 1997 - January 3, 2002

LIONHEART SERVICES, INC.

CRD#: 37508

NEW YORK, NY

Past

January 22, 1992 - July 30, 1992

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/28/2008)

IAR

Illinois
(4/4/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/2/1997

General Securities Representative Examination

Current Firm

FIRETHORN CAPITAL, LLC

FIRETHORN | FIRETHORN CAPITAL, LLC

CRD#: 127698 / SEC#:

Connecticut

Registered Investment Advisory firm - (4/28/2008 Approved)

Illinois

Registered Investment Advisory firm - (4/4/2006 Approved)

Montana

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Westport, CT

Mailing Address

Phone number

(203) 293-7979

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 48,540,774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brant J. Root

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brant Joshua Root's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRETHORN CAPITAL, LLC

FIRETHORN CAPITAL, LLC

LIONHEART SERVICES, INC.

CANTOR FITZGERALD & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/2003

Series 63

Date: 4/24/1997

Series 7

Date: 4/2/1997

Current Firm

FIRETHORN CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRETHORN CAPITAL, LLC

TRUST BUT VERIFY

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