Cindy M. Kleiner

GUIDING FINANCIAL

Eugene, OR

Some features on this profile are disabled

CRD#: 2178066

Professional summary

Cindy Michelle Kleiner, CFP®, who also goes by Cindy Michelle Williams, Cindy Michelle Williams, is a registered financial advisor currently at GUIDING FINANCIAL, LLC located in Eugene, Oregon.

Cindy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Cindy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cindy Michelle Williams | Cindy Michelle Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

McKenzie General Store, LLC 91837 Taylor Rd McKenzie Bridge, OR 97413 Non- investment related Owner January 2016 Store and Restaurant 80 hours a month Compliance and Finance Officer/ Human Resources/ Operations Harry Kleiner DO PC 2880 Alta Vista Eugene Oregon 97413 Non-Investment related January 2017 Physican firm 60 hours a month Administrative Assistant

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cindy Michelle Kleiner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

January 4, 2018 - Present

GUIDING FINANCIAL, LLC

RIA

CRD#: 175119

Eugene, OR

Past

September 23, 2015 - May 15, 2017

PHYSICIAN FAMILY FINANCIAL ADVISORS INC

RIA

CRD#: 138433

EUGENE, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2015

Uniform Investment Adviser Law Examination

Current Firm

GUIDING FINANCIAL, LLC

CRD#: 175119 / SEC#:

Oregon

Registered Investment Advisory firm - (1/4/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Eugene, OR

Mailing Address

Phone number

(541) 357-9306

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 2,162,081

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cindy M. Kleiner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cindy Michelle Kleiner's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDING FINANCIAL, LLC

PHYSICIAN FAMILY FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2015

Current Firm

GUIDING FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDING FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors